INTERNAL INVESTIGATIONS
Alto Litigation represents boards, special committees and audit committees conducting internal investigations, as well as witnesses and targets of such investigations. We have significant experience representing clients of all types in internal and regulatory investigations (SEC, DOJ, etc.), and understand how to navigate these matters, including decisions regarding cooperation.
REPRESENTATIVE MATTERS*
Represented CFO of prominent public technology company in internal investigation regarding alleged accounting improprieties. The audit committee’s lengthy investigation, following two interviews of our client, resulted in no adverse action against the CFO.
Represented interim-CFO of public company in internal investigation regarding alleged accounting and revenue recognition improprieties. The investigation resulted in no adverse action against the CFO.
Our attorneys have represented dozens of other witnesses in board and committee investigations over the last four decades.
* Includes matters Alto attorneys worked on when employed by the government or prior law firms.
thought leadership
SEC Compliance Concerns in the Covid-19 Era
SEC Commissioner Proposes Safe Harbor for Cryptocurrency Offerings and Trading
Please visit the Alto News & Insights for additional articles.
Lawyers who specialize
in this area